Tag: financial regulation

The financial sector's growing reliance on technology and third-party providers has long been a double-edged sword. The efficiency gains are real, but so too...

Key views on technology investment priorities for risk and compliance in 2026: Global State of RegTech report includes a survey of 300 compliance and...

The Commodity Futures Trading Commission (CFTC), the US derivatives markets regulator, has launched a Request for Information aimed at identifying regulatory barriers that prevent...

HSBC Bank Australia Limited, one of the country's largest retail banking operations, is facing a $35m court-imposed penalty after admitting it left customers dangerously...

Key views of Primary concerns of AI adoption in risk and compliance across FIs and vendors: Global State of RegTech report surveyed 300 FI...

European banks are running out of time to comply with incoming Verification of Payee (VoP) rules, and those considering opt-outs may be taking on...

Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...

The Financial Stability Board (FSB), the international body that monitors and makes recommendations about the global financial system, has published a consultation report outlining...

Financial regulation has always required comparison, but the tools to do it well have never kept pace with the complexity of modern markets. As...

Key views of Average RegTech spend per employee by subsector: The Global State of RegTech report built its spend estimates bottom-up from 300 senior...