Tag: Financial Services

Tax compliance has traditionally relied heavily on people to manage documentation, withholding and reporting obligations. But as financial institutions face increasingly complex tax rules...

Comply, a leading provider of AI-powered compliance technology and consulting for the financial services industry, has appointed Elizabeth Clor as its new chief marketing...

Governance, risk and compliance, better known as GRC, are three disciplines that have traditionally operated in isolation, despite serving the same underlying objective. Increasingly,...

The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place. Regulators across several jurisdictions were...

Consumer banks such as Revolut and Trade Republic have reset expectations across financial services, making banking so seamless that traditional institutions have struggled to...

Financial services firms have invested heavily in risk technology, compliance systems and regulatory controls. Yet sophisticated technology can only go so far if the...

Durham University Business School has found that financial institutions need a dedicated regulatory framework for AI to cut risks and strengthen consumer protection. The research...

FinregE, the end-to-end regulatory operating system, a specialist in regulatory horizon scanning and compliance automation, has launched a new RegTech framework designed to help...

Payments, financial services and gambling firms are grappling with an increasingly fragmented regulatory landscape, one that spans multiple jurisdictions, languages and formats, making manual...

For years, customer due diligence in financial services followed a predictable script. Procurement teams asked for SOC 2 Type II and PCI DSS certification,...