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Why regulators now arrive at inspections already informed
A quiet change is reshaping how regulated firms and their supervisors relate to one another, and many risk and compliance teams have yet to...
Global AI regulation splits: what compliance teams face
Artificial intelligence is advancing faster than the frameworks built to control it, and a new whitepaper from LexisNexis Regulatory Compliance, titled 'Navigating the challenges...
Banning AI tools drives risk underground, warns Napier AI
Financial institutions trying to stamp out shadow AI by blocking unapproved tools may be making the problem harder to see, according to John Denham...
Why post-2008 finance is football’s governance playbook
The Football Governance Act 2025 marks the most significant structural overhaul of English football since 1992. The newly created Independent Football Regulator (IFR) arrives...
The comfort zone trap undermining financial crime controls
For many firms, the biggest threat in financial crime compliance is not a new typology or a sophisticated criminal network. It is a risk...
Why banks can’t trust AI compliance without guardrails
As banks race to automate compliance, one problem keeps surfacing: AI does not always give the same answer twice. According to Duna, the RegTech...
Why banks still can’t tell who surveillance is watching
When a regulator comes knocking, the request is never neatly sorted by communication channel. It names an individual, sets a date range and asks...
Weak culture could be undermining your AML risk assessments
Financial crime risk assessments are frequently treated as technical exercises built on scoring models, control inventories, residual risk calculations and data analysis. Beneath that...
Why cloud data without governance is a hidden risk
As financial institutions move more of their data workflows into the cloud, LSEG Data & Analytics argues that governance matters more than ever. The...
Exam fraud fines reveal the gap between policy and behaviour
Regulatory fines tend to reduce complicated failures to a single figure. The penalty is announced, headlines follow, firms issue statements and attention soon drifts...
