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FINRA warns firms on AI governance risks in 2026 report
FINRA’s newly published 2026 Regulatory Oversight Report delivers a clear message to the financial services industry: the pace of GenAI adoption is outstripping the...
Why compliance needs humans in the AI loop
Compliance teams across the financial sector are facing an unprecedented challenge. With staff expected to review an avalanche of emails, instant messages, and chats...
SEC action highlights marketing and compliance risks
The US Securities and Exchange Commission (SEC) has recently issued an order that underscores the Atkins administration’s focus on marketing accuracy, robust recordkeeping, and...
Human-AI collaboration reshapes compliance surveillance
Compliance teams in financial services are under unprecedented strain. The explosion in digital communications—from emails to chat apps—has pushed the volume of data requiring...
AI meets legal precision in Zeidler’s MMR-Tool
As regulatory scrutiny in the asset management sector intensifies, Zeidler Group is stepping up with an AI-powered solution that promises to transform compliance.
Build or buy AI? How firms can choose the right path
As artificial intelligence continues to transform industries, financial services firms are facing a familiar dilemma: should they build their own AI solutions or buy...
AI compliance platform Haast raises $6m to expand into US market
Haast, a Sydney-based startup specialising in AI-powered compliance technology, has secured $6m in seed funding as major corporate clients adopt its platform.
RegTech startup Adclear secures £510k to automate FCA marketing compliance for...
Adclear, a RegTech startup focused on automating marketing compliance for FinTech companies, has secured £510,000 in pre-seed funding.
Fintel Connect introduces automated compliance tool for BaaS banks
Fintel Connect, a prominent leader in growth marketing for the financial sector, has recently unveiled Fintel Check for BaaS.
