Tag: MCO

Compliance teams across the globe are writing personal account dealing (PAD) policies, circulating them, and collecting signed attestations confirming staff have read and understood...

MCO (MyComplianceOffice), a provider of compliance management software for financial services, has named John Schobel as president. He takes on the role as the company...

Every M&A transaction, capital markets deal, or restructuring mandate creates a trail of sensitive information that regulators now expect firms to track with precision. According...

MCO (MyComplianceOffice), a compliance management software specialist serving the financial services sector, has secured strategic growth financing worth more than $100m from Accel-KKR Credit...

The rise of disappearing messages is creating a compliance headache that financial services firms can no longer afford to ignore, according to new research...

Registered investment advisers (RIAs) adopting artificial intelligence face a defining question, according to MCO (MyComplianceOffice): can AI be trusted within a compliance programme, and...

Daragh Tracey on KYC’s growing importance for financial crime compliance. Financial crime prevention rarely collapses because one control fails. Problems tend to develop in the...

After years of enforcement-led regulation with no formal rulebook, US financial regulators have finally drawn the map. On 17 March 2026, the Securities and...

French investment banks face growing pressure to strengthen conflicts of interest frameworks as the Autorité des marchés financiers (AMF) raises the bar on compliance...

Compliance programmes rarely fail because policies do not exist, they fail when employees cannot apply those policies consistently at the point of decision. That...