Tag: MCO

(MCO) MyComplianceOffice is a global leader revolutionising how financial firms tackle compliance, making it simpler, smarter, and more effective. Samantha Murphy, Chief Customer Officer...

MCO, also known as MyComplianceOffice, a leading provider of compliance technology, has unveiled major enhancements to its flagship platform designed to help financial services...

The growing popularity of ephemeral messaging apps is creating serious compliance risks for financial services firms. These platforms, designed to auto-delete messages after a short period, are increasingly used by employees—sometimes even for work-related communications. With regulatory bodies mandating that all business communications must be retained, companies must urgently address the challenges posed by these tools.

Adverse media screening is emerging as a critical part of anti-money laundering (AML) compliance. Sometimes referred to as negative news screening, this process involves analysing publicly available information—from news outlets to government lists—for any signs of a third party’s involvement in financial crime. It serves as a vital tool in identifying potential red flags early in customer or third-party relationships.

The Asia-Pacific region remains a compelling growth destination for global financial firms, despite facing significant regulatory and geopolitical complexities. According to the latest ASIFMA 2025 Asia-Pacific Capital Markets Survey, now in its fourth year, there is a strong sense of optimism among firms looking to deepen their presence across the region.

Registered Investment Advisers (RIAs) in the United States are bound by fiduciary duty, a legal standard enforced by the Securities and Exchange Commission (SEC),...

Regulatory compliance is no longer just a cost of doing business—it’s the next frontier of competitive advantage. As financial institutions grapple with evolving AML...

A Hong Kong-based investment management firm has partnered with MyComplianceOffice (MCO) to streamline, centralise and improve compliance within its operations. 

In the financial services sector, tracking employee compliance such as licensing, registrations, and continuing education is a complex task.

The recently launched 2024 Surveillance Benchmarking Survey & Report from 1LoD and co-sponsored by MCO (MyComplianceOffice), sheds light on the evolving landscape of surveillance...