Tag: regulatory compliance

Email remains one of the most scrutinised communication channels in regulated industries, sitting at the centre of client interactions, contractual negotiations, internal approvals, and...

As investment managers face mounting regulatory scrutiny and increasingly sophisticated client expectations, compliance with the Global Investment Performance Standards (GIPS) continues to play a...

As regulatory demands continue to multiply, many organisations are finding that their compliance frameworks have grown larger, more complex and harder to manage, rather...

Attitudes towards artificial intelligence in financial regulation appear to be shifting, according to new research examining how banking leaders expect regulatory approaches to evolve. A...

From 2024 into 2025, financial institutions and other regulated entities in Malaysia have been preparing for the country’s fifth mutual evaluation by the FATF,...

Modernisation is firmly on the agenda for regulated financial services firms. Data estates have become increasingly complex, costly to maintain and difficult to defend...

Early insights from the 2026 Sanctions, Watchlist & PEP Screening Trends Survey are beginning to take shape, with 149 responses collected so far by...

As regulatory scrutiny intensifies and data volumes continue to grow, communications compliance is becoming a defining challenge for regulated firms heading into 2026. According to...

AI continues to dominate boardroom discussions across financial services, but in compliance and risk operations, the gap between experimentation and real-world impact remains wide....

Reconciliation has become one of the most urgent priorities for regulated firms as record-keeping obligations grow more complex. According to Theta Lake, with hybrid work,...