Tag: regulatory compliance

A Court of Appeal decision has sent shockwaves through regulated financial firms, signalling a dramatic shift in expectations around client categorisation. The case centred...

In the world of digital finance, compliance and growth often sit on opposite ends of a tightrope. Compliance teams are under pressure to protect...

The global cost of compliance is rising faster than money laundering losses, a trend highlighted in the new Napier AI / AML Index 2025-2026.

The US SEC has set out its examination priorities for 2026, signalling that regulated firms should brace for more stringent oversight of their technology...

Financial institutions face mounting pressure to keep their governance, risk, and compliance frameworks aligned with constantly shifting regulatory expectations. Yet many organisations still operate...

Financial institutions continue to underestimate how frequently they breach global tax reporting rules, with many falling short of their obligations under FATCA and CRS...

Key global RegTech investment stats in Q3 2025: Global RegTech funding grew by 73% YoY in Q3 US companies secured 90% of the top...

AI agents are becoming an increasingly important tool in financial crime compliance, helping banks and other financial institutions automate complex tasks and reduce risk...

Artificial intelligence is reshaping how financial institutions manage complex regulatory obligations, offering a way to replace labour-intensive procedures with faster and more reliable compliance...

In 1854, a devastating cholera outbreak swept through London’s Soho district. Within days, hundreds had fallen ill, and many had died. The accepted theory...