Tag: regulatory compliance

Zeidler Group, a technology-driven law firm and regulatory compliance services provider serving the asset management industry, has appointed Serena Goldberg as chief commercial officer...

For years, the brokerage industry poured resources into where returns were most visible: the front end. Trading platforms became the competitive arena of choice...

Financial crime compliance (FCC) is undergoing a generational transformation — one unlike anything the industry has seen since the post-9/11 regulatory overhaul. But this...

Tax reporting solutions are evolving at pace as firms grapple with mounting regulatory complexity — and artificial intelligence is at the centre of that...

Ask a compliance officer how their programme is performing and you will often receive a carefully qualified answer. Ask them what "great" actually looks...

Many organisations begin their compliance journeys convinced that developing a financial crime risk assessment platform internally will deliver greater control, lower costs and the...

For many compliance teams currently navigating their FATCA and CRS reporting cycle, the pattern is all too familiar. What should be a controlled, repeatable...

Global regulatory compliance is the continuous process of ensuring a business meets the legal, regulatory, and operational requirements of every market it operates in....

Key global RegTech investments stats in Q1 2026: Global RegTech investments fell by 29% YoY in Q1 2026 Deals over $100m dropped by 70%...

February 2026 marked a meaningful turning point in how the FCA communicates its expectations to regulated firms. Rather than issuing more than 40 individual...