Tag: regulatory compliance

From 2024 into 2025, financial institutions and other regulated entities in Malaysia have been preparing for the country’s fifth mutual evaluation by the FATF,...

Modernisation is firmly on the agenda for regulated financial services firms. Data estates have become increasingly complex, costly to maintain and difficult to defend...

Early insights from the 2026 Sanctions, Watchlist & PEP Screening Trends Survey are beginning to take shape, with 149 responses collected so far by...

As regulatory scrutiny intensifies and data volumes continue to grow, communications compliance is becoming a defining challenge for regulated firms heading into 2026. According to...

AI continues to dominate boardroom discussions across financial services, but in compliance and risk operations, the gap between experimentation and real-world impact remains wide....

Reconciliation has become one of the most urgent priorities for regulated firms as record-keeping obligations grow more complex. According to Theta Lake, with hybrid work,...

A Court of Appeal decision has sent shockwaves through regulated financial firms, signalling a dramatic shift in expectations around client categorisation. The case centred...

In the world of digital finance, compliance and growth often sit on opposite ends of a tightrope. Compliance teams are under pressure to protect...

The global cost of compliance is rising faster than money laundering losses, a trend highlighted in the new Napier AI / AML Index 2025-2026.

The US SEC has set out its examination priorities for 2026, signalling that regulated firms should brace for more stringent oversight of their technology...