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GenAI governance tops FINRA’s 2026 agenda
The release of the 2026 Annual Regulatory Oversight Report by the Financial Industry Regulatory Authority (FINRA) sets out the regulator’s examination and enforcement priorities...
Five AI governance shifts financial firms must prepare for
AI has moved from a background productivity aid to an active presence in day-to-day work, and organisations are discovering that governance has not kept...
AI in compliance: efficiency gains without losing control
Generative AI has firmly crossed the line from theoretical debate to day-to-day operational reality for compliance teams. Over the past year, many firms have...
FINRA warns firms on AI governance risks in 2026 report
FINRA’s newly published 2026 Regulatory Oversight Report delivers a clear message to the financial services industry: the pace of GenAI adoption is outstripping the...
Hong Kong investment firm selects MCO for enhanced compliance management
A Hong Kong-based investment management firm has partnered with MyComplianceOffice (MCO) to streamline, centralise and improve compliance within its operations.
AMLA’s new home in Frankfurt: Strengthening EU’s fight against financial crime
In a significant announcement made in February, the Council of the European Union revealed that Frankfurt has won the competitive bid to host the Anti-Money Laundering Authority (AMLA), marking a pivotal moment for regulatory oversight within the EU.
