RegTech Analyst recently sat down for an interview with Stacey English of Theta Lake to dive deeper into the evolving regulatory landscape and the best industry practices for using AI in financial services.
Founded in 2017, California-based Theta Lake is a leading platform focused on security, compliance, and governance for modern digital communications—covering voice, video, chat, screen-sharing, visual content, and more. It helps regulated organisations archive, monitor, and manage risk across unified communication tools.
During this interview, the topics focused on include:
- How the regulatory landscape is evolving in response to AI and emerging tech
- The best practices for applying recordkeeping rules
- How financial services firms are using AI to meet regulatory compliance requirements
Find the video below.
Keep up with all the latest RegTech news here
Copyright © 2025 RegTech Analyst
Copyright © 2018 RegTech Analyst
