Red Oak names Michael Allain chief revenue officer
Red Oak, a compliance connectivity platform for financial services, has appointed Michael Allain as chief revenue officer.
The company positions itself as a modern compliance...
Antidote secures $5m Seed for law firm billing RegTech
Antidote, an AI-powered automated billing compliance platform for enterprise law firms, has closed a $5m seed round.
The company's seed round was led by Lakestar,...
Hong Kong updates sustainable finance taxonomy
The Hong Kong Monetary Authority (HKMA) has published Phase 2A of the Hong Kong Taxonomy for Sustainable Finance, marking a further step in strengthening...
EDD documentation checklist for AML compliance teams
Financial institutions can expect regulators to zoom in on how they handle high-risk customers, unusual transactions and complex ownership structures, especially when controls have...
ThetaRay appoints Brad Levy as new CEO
ThetaRay, a global provider of Cognitive AI for financial crime compliance, has appointed Brad Levy as its new CEO.
ThetaRay develops advanced Cognitive AI technology...
How Leo RegTech streamlines compliance for modern firms
As regulatory expectations grow in breadth and complexity, firms face increasing pressure to manage compliance in a more structured and efficient way. For Jerome...
Why CARF will fail without continuous tax controls
FATCA and CRS have matured into established tax transparency regimes, creating an environment where regulators expect consistent accuracy, robust controls, and strong data governance.
According...
Five questions defining smarter MGA compliance
Compliance is often treated as a software problem. MGAs compare features, pricing and dashboards, then assume the right tool will solve everything. In reality,...
Zeidler adds ASAS ad checks to Singapore MMR-Tool
Zeidler Group has expanded the Singapore coverage in its Marketing Material Review Tool (MMR-Tool), adding further marketing and advertising compliance checks to support firms...
Why operational compliance matters to insurance carriers
Growing an insurance agency is about more than signing new producers and writing more policies. Carriers want to know that your operations can handle...
