Digital Onboarding secures $58m from Volition Capital for FinTech growth
Digital Onboarding, a pioneering SaaS company known for enhancing customer relations for over 100 financial institutions, has successfully closed a significant funding round. The...
SEC cracks down on J.P. Morgan for whistleblower obstruction
J.P. Morgan Securities LLC (JPMS), a subsidiary of J.P Morgan, has agreed to a significant $18m civil penalty in a settlement with the SEC.
Edgewater Equity Partners acquires Ascent to boost AI-driven compliance
Ascent Technologies has been acquired by Edgewater Equity Partners, a distinguished private equity firm based in Boston.
Kusari secures $8m boost to fortify software supply chain security
Kusari, a startup in the software supply chain security sector, has recently announced a significant boost in funding.
Understanding the impact of EU’s AI Act on financial services
The EU made a significant move towards regulating artificial intelligence (AI) by tentatively agreeing on the terms of the AI Act.
Navigating the risks: The urgent need for effective MNPI management
In recent years, the management of Material Non-Public Information (MNPI) has emerged as a significant concern within the compliance sphere. Regulatory bodies in the...
Navigating the Corporate Transparency Act: A guide to the new US Beneficial Ownership Rules
The Corporate Transparency Act (CTA) ushered in a significant shift in beneficial ownership reporting requirements starting from January 1, 2024. This change is more...
Adapting to change: How the UK’s latest money laundering amendments impact PEPs
On January 10, 2024, a pivotal shift in the UK's regulatory framework will unfold as the Money Laundering and Terrorist Financing (Amendment) Regulations 2023 come into effect.
320 firms pledge nature-related disclosures, shaping corporate reporting’s future
The Taskforce on Nature-related Financial Disclosures (TNFD) has unveiled a commitment from a consortium of 320 companies and financial institutions
Searchlight Cyber secures strategic investment to illuminate dark web dangers
Searchlight Cyber, a prominent U.K.-based dark web intelligence company, has received an investment from Charlesbank Capital Partners, a reputable middle-market private investment firm with bases in Boston and New York.