RegTech

The current governance, risk and compliance (GRC) landscape is complicated and rapidly changing, in the view of RegTech firm ViClarity.

KYC, short for Know Your Customer, is a fundamental process in banking that involves identifying and verifying individuals at the point of account opening.

Normative, a pioneering enterprise carbon platform, has unveiled a new suite of features aimed at enabling businesses to effectively manage and reduce their carbon emissions.

Koodoo, an AI-powered technology provider specialising in financial services, has announced a strategic partnership with Resistant AI, a leader in Document Forensics technology. This collaboration...

In February 2024, the Financial Conduct Authority (FCA) initiated a pivotal consultation titled 'CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new...

In its latest Market Watch 79 report, the FCA has shed light on significant lapses in market abuse surveillance controls among authorised firms.

In today's fast-paced financial landscape, launching, managing, or distributing a fund necessitates a keen understanding of regulatory requirements and market dynamics.

An efficient ongoing monitoring system is a linchpin in the relentless battle against financial crime and the imperative to comply with AML regulations.

In the ever-evolving landscape of regulatory requirements, businesses are compelled to reassess how they manage compliance and conduct risks. A proactive approach is necessary, not only to understand the regulations but to anticipate their impacts on operations. Implementing a standardized methodology supported by AI allows businesses to prepare for regulatory changes effectively, ensuring compliance is both consistent and scalable.

Wolters Kluwer, a provider of solutions, empowers professionals across various industries, has launched a Regulatory Violations Intelligence Index.