Understanding and mitigating money laundering and terrorism financing risks in your firm
RegTech firm Arctic Intelligence recently provided a guide to understanding and mitigating money laundering and terrorism financing risks.
The rise of the ISSB: Navigating the new era of sustainability reporting
In a recent post by Diligent, the company outlined some key details surrounding the International Sustainability Standards Board (ISSB).
ESMA sets stage for sustainability disclosure in financial prospectuses
The European Securities and Markets Authority (ESMA) has outlined expectations for sustainability-related disclosures in both equity and non-equity prospectuses.
Arctic Intelligence, Fintelekt join forces to fortify Asia Pacific’s financial ecosystem
Arctic Intelligence has formed an alliance with Fintelekt Advisory Services, a renowned provider of AML/CTF training and advisory services.
Operationalising ethical AI: The strategic drive of the DIU
In a strategic move, the Defense Innovation Unit (DIU), an organisation established to foster the incorporation of commercial technology within the Department of Defense...
Navigating the ESG landscape: Are financial institutions ready?
The world of Environmental, Social, and Governance (ESG) compliance is becoming increasingly intricate and crucial for financial institutions (FIs). Amid this rapidly changing landscape, where sustainability and responsible investing have taken centre stage, FIs find themselves under mounting pressure to navigate these challenges effectively.
SpecterOps extends Series A with $8.5M investment
SpecterOps, a provider of cybersecurity solutions, has closed an extension to its Series A, raising an additional $8.5M from Ballistic Ventures.
Harnessing KYC technology: Reducing costs and increasing efficiency in financial institutions
In the ongoing global efforts against money laundering, the task of comprehending customer identities has proven to be a crucial element in Know Your...
Harnessing AI for compliant communication ahead of FCA’s Consumer Duty
The UK's Financial Conduct Authority (FCA) recently released a ten-point checklist for companies in anticipation of the new Consumer Duty regulation set to be enforced on July 31, 2023. This regulation marks a pivotal shift in the regulatory landscape, impacting both new and existing services and products available for sale or renewal.
Embracing technology for improved investor onboarding
Upgrading technology in investor onboarding offers immense benefits and the asset management industry is quickly catching on. The landscape of regulatory environments is in...