More regulatory requirements, trade complexities driving trade surveillance investment
A report commissioned by Eventus has found that the increasing complexity of trade surveillance requirements is driving up investment in market innovation.
SafeGuard raises $7m to boost data protection
SafeGuard Privacy, a SaaS-based compliance platform focused on data protection, has raised $7m in funding.
What is anti-bribery and corruption compliance?
Bribery and corruption are two sides of the same coin. Often, public officials who accept bribes are usually considered corrupt, as are organisations that attempt to bribe.
Irish regulator hits Meta with €265m fine
Ireland’s Data Protection Commission (DPC) has slapped Meta with a €265m fine after details of over half a billion users were leaked on a hacking page.
MangoPay snaps up Nethone to help tackle marketplace fraud
European PayTech provider for marketplaces and platforms MangoPay is snapping up AI fraud detection and prevention company Nethone.
UBS links with Regula to automate onboarding
UBS has partnered with identity verification and forensic solutions developer Regula to create a ‘new experience’ for opening accounts and accessing banking products.
How firms can navigate transaction monitoring during a recession
During a recession, it is common for everything to get harder. For compliance teams, facing lower resources with increased crime is tough.
SEC slaps Goldman Sachs Asset Management with $4m fine
The Securities and Exchange Commission (SEC) has charged Goldman Sachs Asset Management for false advertisement of funds and account strategies.
Facctum launches open access version of its flagship tool
Facctum is a RiskTech company specialising in cloud-delivered anti-financial crime technology and has launched an open access search version of its flagship product.
FCA forms group to develop ESG Code of Conduct
The Financial Conduct Authority (FCA) has formed a group to develop a Code of Conduct for ESG data and ratings providers.