Tag: Compliance

Investment managers operating within the UCITS framework are under increasing pressure to identify new sources of alpha, yet the eligibility rules governing what these...

The compliance landscape is undergoing a profound transformation. According to 4CRisk.ai, 2026 marks a decisive shift away from point-in-time inspection towards continuous assessment and...

As large-scale remediation programmes such as the motor finance review continue to unfold, the Financial Conduct Authority (FCA) has made clear that every single...

Comply Exchange has rounded up the most significant regulatory developments across FATCA, CRS and IRS reporting for February 2026, covering everything from imminent filing...

Financial crime is placing an enormous strain on economies worldwide, but the burden is far from evenly distributed. The latest Napier AI/AML Index, which...

The financial services industry is entering a decisive shift in how fraud risk is understood and absorbed. For years, institutions operated on the assumption...

Compliance change management is a major challenge for financial institutions as they attempt to analyse hundreds of new regulations and updates every year. Alison...

The UK’s financial watchdog, the FCA, has quietly adjusted how firms monitor regulatory expectations, introducing a new framework designed to provide clearer guidance across...

The compliance function has spent two decades absorbing wave after wave of new regulation. Yet for many institutions, KYC and CLM processes remain stubbornly...

Automation in compliance is no longer only about assistance - it is about delegation. Across KYC, AML, sanctions screening and transaction monitoring, machines are...