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Tag: Compliance
The hidden venue risk banks are failing to price
Electronic trading is accelerating, and with it the number of trading venues continues to swell, from DLT-based platforms to crypto exchanges. While this proliferation...
Banks face compliance risk as open banking stalls
Open banking has firmly arrived in the US, yet the regulatory framework underpinning it remains anything but settled. The concept traces back to 2010,...
New EU AML rulebook raises the bar for compliance
The EU's Anti-Money Laundering Regulation (AMLR) is reshaping compliance expectations across the bloc, and financial institutions that treat the 10 July 2027 application date...
Why Malaysia’s AML shift leaves tick-box compliance exposed
Malaysia's anti-money laundering regime has reached a turning point, according to RegTech firm Napier AI, after the Financial Action Task Force (FATF) upgraded the...
CRV backs Hadrius with $27m for RegTech expansion
Hadrius, a provider of agentic compliance infrastructure for financial services firms, has secured $27m across its seed and Series A rounds to advance its...
Compliance teams face rising risk as regulation surges
Most compliance teams already have a regulatory change management (RCM) process. The problem is that many of those processes are quietly failing, showing up...
How French banks can strengthen conflicts of interest controls
French investment banks face growing pressure to strengthen conflicts of interest frameworks as the Autorité des marchés financiers (AMF) raises the bar on compliance...
Regulators’ own AI models escape scrutiny, for now
AI is reshaping the financial sector at pace, approving loans, drafting disclosures and flagging suspicious transactions inside regulated firms, while the rules meant to...
Reg S-P puts marketing teams’ AI workflows in the firing line
Regulation S-P has long been filed away as a matter for privacy officers, cybersecurity leads and legal counsel. That framing is now dangerously out...
The $304bn compliance bill hiding a growth leak
Compliance has quietly become a tax on growth for banks and FinTechs. Around $304bn is spent globally every year on anti-money laundering (AML) and...
