Home Tags Compliance
Tag: Compliance
Private fund managers face SEC scrutiny on AI and retail
Private fund managers are facing a regulatory landscape that is shifting on multiple fronts at once, as the SEC sharpens its focus on AI...
Why RegTech beats DIY in financial crime risk battles
For most money laundering reporting officers, the hardest part of adopting a specialised financial crime risk assessment platform is not identifying the need, it...
Why FinTech bank charters could be a regulatory gamble
FinTechs are pursuing bank charters at unprecedented rates, but the path to independence is leading them straight into an increasingly turbulent regulatory environment.
According to...
European RegTech investments dropped by a third QoQ in Q2 as...
Key European RegTech investment stats in Q2 2026:
European RegTech funding dropped by a third QoQ in Q2
Average deal value dropped 37% to...
TELF AG cuts compliance reviews to 15 minutes with Vivox
New research from Vivox has revealed how TELF AG, a global commodities trader, transformed its adverse media screening, cutting review times by up to...
HACA Partners taps Muinmos as manual AML checks hit limits
Luxembourg audit and consulting firm HACA Partners, which serves a global client base of more than 500 businesses, has chosen RegTech provider Muinmos to...
Manual KYB is bleeding clients, Sumsub survey warns
Sumsub has unveiled automated Company-Level Risk Scoring alongside new research showing that 81% of European businesses have lost prospective clients because of onboarding delays.
The...
ASIC hits Deutsche Bank with $2m penalty over OTC data
Deutsche Bank Aktiengesellschaft has handed over $2m in penalties after Australia's corporate regulator found it had misreported in excess of 260,000 OTC derivative trades,...
QTSPs and relying parties face diverging eIDAS 2.0 clocks
Halfway through 2026, eIDAS 2.0 has shifted from a regulation to monitor into a deadline to meet. By December 2026, every EU Member State...
Why poor data undermines financial crime risk work
Every financial crime risk assessment is built on one foundation: data. It shapes inherent risk, evidences control performance, steers decision-making, powers monitoring and underpins...
