Tag: Compliance

Sanctions screening is becoming more complex, not less. Watchlists are updated at speed, geopolitical tensions continue to reshape global risk landscapes, and alert volumes...

AI is increasingly reshaping how financial institutions approach complaints management, turning what was once a reactive process into a strategic, data-driven function. According to 4CRisk.ai,...

The release of the 2026 Annual Regulatory Oversight Report by the Financial Industry Regulatory Authority (FINRA) sets out the regulator’s examination and enforcement priorities...

CIOs are facing mounting pressure to embed generative AI into the digital workplace. From Microsoft Copilot to Zoom AI Companion and other GenAI-powered assistants,...

As financial institutions accelerate the adoption of generative AI across compliance functions, one question continues to dominate internal governance discussions: what standards of explainability...

The Securities and Exchange Commission Division of Examinations has published its Fiscal Year 2026 Examination Priorities, offering a clear indication of where regulatory attention...

The Financial Conduct Authority’s launch of its inaugural Enforcement Watch newsletter marks a clear shift in how the regulator signals its enforcement priorities to...

As prediction markets move steadily into the mainstream, compliance teams and regulators are facing a deceptively simple but increasingly urgent question: who is actually...

Compliance has always been built on a simple premise: when something goes wrong, someone is accountable, and there is accountability. That assumption is now...

As losses from financial crime continue to rise, AI is often portrayed as a way to make compliance teams more efficient and effective — but how well is it really being adopted?