Tag: Compliance

A large North American mutual fund company managing over $100bn in assets has been required to strengthen oversight of its fixed income trading after...

The FCA has signalled the biggest shift in UK transaction reporting since MiFIR was first introduced, setting out plans for a streamlined, more proportionate...

Gatekeeper professions, including lawyers, accountants, real estate agents and trust and company service providers, occupy a pivotal position in the fight against illicit finance....

Artificial intelligence is rapidly reshaping how financial institutions manage regulatory change, but its success depends far less on the sophistication of the model and...

AI has shifted from hype to reality in financial crime prevention—and 2025 has made that clearer than ever. Across top industry events such as...

Across Europe, financial institutions, regulators and emerging FinTech players are rethinking how they work together to combat financial crime. A growing consensus is emerging:...

Financial institutions are operating in an era where FATCA and CRS reporting standards are no longer new, optional, or forgiving. Regulators expect precision, customers...

Saudi Arabian RegTech firm STAMP, which develops technology to streamline regulatory licensing and corporate governance workflows, has secured $2m in a pre-seed funding round....

The global cost of compliance is rising faster than money laundering losses, a trend highlighted in the new Napier AI / AML Index 2025-2026.

GenAI has become one of the most talked-about technologies of recent years, driven by its ability to handle tasks that once required specialist skills....