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Eight compliance rules reshaping financial services in 2026
Financial services remains one of the most tightly regulated sectors in the world, and the challenge for compliance teams goes well beyond the volume...
Millions go unprotected as FCA rallies industry to act
The Financial Conduct Authority (FCA), the regulator behind the UK's Pure Protection Market Study, is joining forces with partners across industry, government and consumer...
Aveni’s Detect upgrade ends compliance blind spots
Aveni has rolled out a major upgrade to Detect, its compliance monitoring and outcome testing platform, giving banks and financial services firms the ability...
UK fund disclosure overhaul: what the CCI regime means
For more than a decade, UK retail investment products have carried one of two disclosure documents: the UCITS Key Investor Information Document (KIID) or...
FCA trims SM&CR: streamlining or a new culture risk?
The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...
Why Marshmallow is betting on AI for FinProms compliance
Marshmallow has partnered with compliance technology provider Adclear to strengthen oversight of its financial promotions, as insurers face growing regulatory scrutiny under the FCA's...
Why ‘confidently wrong’ AI is compliance’s biggest threat
The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...
The compliance reckoning reshaping embedded finance
Embedded finance, the invisible layer stitching lending widgets into e-commerce dashboards, insurance upsells into ride-hailing apps, and payroll advances into HR platforms, has quietly...
FCA sharpens supervisory focus for buy-side firms
The Financial Conduct Authority's (FCA) Annual Work Programme for 2026/27 offers the most explicit statement yet of how the regulator plans to supervise firms...
Wealth firms rethink Consumer Duty compliance
Consumer Duty has entered a new phase. With implementation deadlines now behind the industry, the focus has shifted from frameworks and documentation to tangible...
