Tag: regulatory compliance

Asset management firms face increasing scrutiny when it comes to complying with global sanctions regulations. Failing to meet these obligations can result in severe...

Tools for Brokers, a global FinTech provider for brokerages and hedge funds, and TRAction, a leading trade and transaction reporting service, have entered into...

Regulatory obligations require organisations to act or refrain from actions to remain compliant with the law, placing heavy demands on compliance teams who must...

Droit, a technology firm at the forefront of computational law and regulation, has expanded its capabilities with the launch of ‘Explore Mode’ for its...

As regulatory scrutiny on internal governance continues to tighten, businesses are expanding their due diligence practices to include employees, alongside clients and third parties. From background checks to continuous monitoring, screening staff has become a critical component of compliance frameworks across sectors.

In a regulatory climate where compliance is non-negotiable, record management systems have evolved from an operational convenience to a regulatory necessity. Organisations across financial...

Europe’s payments market remains fragmented despite ongoing efforts to harmonise rules across the bloc, creating persistent challenges for FinTechs looking to scale cross-border. Divergent...

Key US RegTech investment stats in Q1 2025: Funding increased by 9% in Q1 2025 YoY US RegTech funding projected to grow by 26%...

In an era of financial uncertainty, banks and institutions are facing rising pressure to adopt more agile and intelligent hedging strategies. As global markets remain volatile, the ability to anticipate and respond to fluctuations in swap rates and interest environments has become critical.

Kaizen, a leading RegTech company offering compliance solutions to global financial institutions, has announced the appointment of Michael Leach as its new chief revenue...