Tag: regulatory compliance

SmartStream has launched its new RegRegistry Service, aimed at helping financial institutions streamline their regulatory compliance processes.

In today’s interconnected trade environment, tariffs have moved beyond mere instruments of policy negotiation to become disruptive forces capable of destabilising global business operations.

Key Global RegTech investment stats in Q1 2025: Global RegTech funding bounced back by two-thirds in Q1 2025 The growth in funding was driven...

ESG firm Greenomy has highlighted that it recognises the critical importance of data security, especially within the realms of ESG.

In the rapidly evolving landscape of financial regulation, companies face the pressing challenge of staying compliant while managing the efficiency and reliability of their...

Key Global RegTech investment stats in Q1 2025: Global RegTech funding increased by 18% QoQ US asserted its dominance in the market by securing...

Money laundering is a serious global issue that enables grave crimes such as drug trafficking, human smuggling, and terrorism. For businesses handling significant financial transactions, it is crucial to establish robust anti-money laundering (AML) measures. These include detailed Know Your Customer (KYC) and Know Your Business (KYB) processes that involve rigorous identification, verification, screening, and monitoring of both individual and corporate clients.

A robust compliance program is fundamental for any firm in the financial sector, serving as the mainstay of its operational integrity. At the heart of a successful compliance strategy lies a profound comprehension of the firm’s business model and the foresight to adapt to any potential shifts in business practices.

Let’s acknowledge a crucial aspect from the outset – managing the Customer Lifecycle Management (CLM) journey has become an increasingly complex, costly, and challenging endeavor. This is a shared challenge across the financial sector, exacerbated by an era marked by continuous change.

As the investment services industry braces for a wave of regulatory transformation, a new perspective is emerging—one that views compliance not as a cost centre, but as a catalyst for growth.