Tag: regulatory compliance

The European Union’s move to revise its sustainability reporting rules, including the Corporate Sustainability Reporting Directive (CSRD), is generating considerable attention across the corporate landscape.

Key Global RegTech investment stats in 2024: Global RegTech deal activity dropped by 43% YoY US companies secured 47% of the deals as the...

As businesses worldwide push for lower carbon emissions and a transition to renewable energy, Virtual Power Purchase Agreements (VPPAs) or Financial Power Purchase Agreements (FPPAs) have become vital instruments for companies seeking to meet sustainability targets and manage energy price volatility.

Financial services firms are being urged to stay vigilant as reports emerge of executives and employees being impersonated in WhatsApp scams that have led...

The Financial Conduct Authority (FCA) has been actively working to promote safe and responsible AI adoption in the UK financial sector. Last year, it published its AI Update to encourage outcomes-focused AI models. To further this initiative, the FCA recently launched its AI Lab, a collaborative platform for firms, stakeholders, and regulators to discuss AI use cases, share insights, and foster innovation while ensuring compliance.

Financial institutions in the Channel Islands, specifically Jersey and Guernsey, must adhere to stringent compliance requirements under the Foreign Account Tax Compliance Act (FATCA) and the Common Reporting Standard (CRS). These frameworks are crucial in upholding international tax transparency by ensuring institutions report relevant financial information to tax authorities.

Gartner introduced Digital Communications Governance and Archiving (DCGA) in 2023, recognising a growing need for compliance and security solutions within modern communication tools. Theta Lake, a DCGA platform, recently explored what DCGA compliance is and what firms need to know.

FATCA and CRS are crucial global regulatory frameworks aimed at increasing tax transparency and preventing tax evasion. TAINA, which offers a fully automated FATCA...

High interest rates, market volatility, and broader macroeconomic factors are driving asset managers to adapt their investment strategies, seek liquidity for investors, and deploy capital into attractive assets.

The growing adoption of artificial intelligence (AI) in governance, risk, and compliance (GRC) programs is reshaping how organisations manage regulatory requirements. Specialised language models...