Tag: regulatory compliance

For chief compliance officers, chief operating officers and CTOs at buy-side firms, the question confronting compliance functions has moved beyond simply keeping up with...

For iGaming operators, payments firms, and financial services companies, regulatory change never stops moving. As stated by Vixio, new rules, updated guidance, and shifting enforcement...

Key views on barriers to third-party RegTech adoption across FIs: The Global State of RegTech surveyed 300 FI decision-makers and 100 vendors on the...

Key views on technology investment priorities for risk and compliance in 2026: Global State of RegTech report includes a survey of 300 compliance and...

Key views of Primary concerns of AI adoption in risk and compliance across FIs and vendors: Global State of RegTech report surveyed 300 FI...

Every money laundering reporting officer (MLRO) knows the pattern. A request goes out for financial crime risk assessment (FCRA) input. The business goes quiet....

Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...

Key views of Average RegTech spend per employee by subsector: The Global State of RegTech report built its spend estimates bottom-up from 300 senior...

As customer interactions shift entirely online, businesses face a growing challenge: how do you confirm that the documents you're receiving are genuine, unaltered, and...

For years, compliance professionals have made the same argument at conferences and roundtables: that their function should be viewed as a revenue enabler rather...