Tag: regulatory compliance

Key views of primary drivers of RegTech adoption as reported by FIs and vendors: The Global State of RegTech surveyed 300 compliance decision-makers and 100...

Investment managers operating across borders are facing a wave of regulatory change, with new disclosure obligations, revised marketing rules and updated registration frameworks now...

Key Industry views on regulatory support for RegTech adoption in financial services: The Global State of RegTech surveyed 300 senior compliance decision-makers and 100...

Regulated institutions are operating under mounting pressure to keep customer records accurate, current, and audit-ready. Enforcement activity is on the rise — recent Financial...

Artificial intelligence is no longer a back-office experiment reserved for elite data scientists, it is rapidly reshaping financial crime compliance. But according to RegTech specialist...

Key RegTech implementation stats in financial services: The Global State of RegTech report, surveyed 300 senior risk and compliance decision-makers and 100 vendors to...

The role of the money laundering reporting officer has shifted beyond recognition. Where it once revolved around deep regulatory knowledge — obligations, controls, typologies,...

Zeidler Group, a technology-driven law firm and regulatory compliance services provider serving the asset management industry, has appointed Serena Goldberg as chief commercial officer...

For years, the brokerage industry poured resources into where returns were most visible: the front end. Trading platforms became the competitive arena of choice...

Financial crime compliance (FCC) is undergoing a generational transformation — one unlike anything the industry has seen since the post-9/11 regulatory overhaul. But this...