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Future-proofing regulatory compliance with a strategic ToM framework
As financial institutions increasingly embrace digital transformation and AI-powered compliance solutions, one critical gap often holds back long-term success: the absence of a clearly...
CSRD early disclosures reveal climate and workforce top priorities
New research from Datamaran has revealed how European companies are tackling the EU’s Corporate Sustainability Reporting Directive (CSRD), with many still in the early...
KYC Portal CLM launches audit feature to boost transparency and regulatory...
A new field-level audit trail feature has been introduced by KYC Portal CLM, aimed at giving compliance professionals unprecedented control over data changes. This enhancement allows users to view the full edit history of any field within a Company or Onboarding Form instantly—without having to sift through the entire entity’s audit log.
New EU rules push investment firms towards greater execution transparency
The European Securities and Markets Authority (ESMA) recently released two major updates that are set to reshape compliance obligations for investment firms and asset managers across the EU.
End-of-life call recording systems pose critical compliance risk for financial firms
Regulated financial institutions relying on outdated voice recording systems such as NTR and Red Box Quantify are facing a looming compliance deadline. As these...
Ocorian selects Fenergo to boost regulatory efficiency and enhance client onboarding
Ocorian has entered into a partnership with Fenergo, a leading provider of AI-powered CLM solutions, to enhance its digital compliance infrastructure and streamline client...
How compliance leaders can harness AI responsibly in financial services
Artificial intelligence is no longer a future prospect for financial services; it is a present reality, evolving quickly and reshaping the compliance landscape. From enhancing risk detection to improving operational efficiency, AI offers immense potential. However, its rapid adoption also brings fresh regulatory questions, new risks, and ethical challenges.
Why accuracy matters in SFDR reporting for Article 8 and 9...
With Regulation (EU) 2019/2088 on sustainability‐related disclosures in the financial services sector (SFDR) now firmly embedded in industry practices, asset managers are once again...
Credit unions must embed compliance in tech onboarding to reduce risk
In today’s fast-moving workplace, many employees are familiar with the surprise of a new software platform suddenly appearing on their screens—often with little to no prior warning or consultation. While well-intended, these abrupt technology rollouts can lead to unintended disruption, especially when key users are left out of the decision-making process.
Scaling Consumer Duty success with digital tools and deterministic models
Since its official launch in July 2023, the Financial Conduct Authority’s (FCA) Consumer Duty has become a cornerstone of UK financial services regulation. Designed...
